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Apply for a certificate for the distribution of certain funds

Service Description

As a domestic capital management company or EU management company, BaFin can issue you with a certificate upon request. This confirms that you comply with the provisions of the relevant directives in relation to a

  • a domestic undertaking for collective investment in transferable securities (UCITS) or
  • a domestic alternative investment fund (AIF).

Process flow

  • Formulate an informal application.
  • Register on the registration and publication platform (MVP Portal).
  • Log in to the MVP Portal with your access data.
  • Send your application to BaFin via the MVP Portal.
  • You will receive the distribution certificate after review.

Requirements

  • They manage domestic undertakings for collective investment in transferable securities (UCITS) or domestic alternative investment funds (AIF).

Which documents are required?

  • informal application

What are the fees?

Fee: 205,00 EUR
Payment in advance: No
You will incur costs of EUR 205.00 (for umbrella structures per sub-investment fund).

What deadlines do I have to pay attention to?

There is no deadline.

Processing duration

Processing Time: 2 Weeks
It usually takes about 2 weeks to process the application.

Legal basis

Applications / forms

  • Appeal

Detailed information on how to lodge an objection can be found in the notification of your application.

  • Appeal to the administrative court if your objection is rejected.

Appeal

Forms: none

Online procedure possible: yes

Written form required: no

Personal appearance required: no

What else should I know?

There are no indications or special features.

Further Information

Author

German Federal Financial Supervisory Authority (BaFin)


Forwarding service: Deep link to the original portal

The text was automatically translated based on the German content.

Technically approved by

Federal Ministry of Finance (BMF)

Professionally released on

18.08.2023

Source: Zuständigkeitsfinder Thüringen (Linie6PLus)

Start your request directly online:

Competent Authority

Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin)

Address
Graurheindorfer Straße 108
53117 Bonn, Stadt
Remark: Address Bonn
Link to the directions:
Anfahrt

Postal address
Post office box 1253
53002 Bonn, Stadt

Address
Marie-Curie-Straße 24-28
60439 Frankfurt am Main
Remark: Address Frankfurt am Main
Link to the directions:
Anfahrt

Postal address
Post office box 500154
60306 Frankfurt am Main
Telephone
+49 228 4108-0
Fax
+49 228 4108-1550
E-Mail
Contact us
Remark: General
E-Mail
Contact us
Remark: with qualified electronic signature
E-Mail
Contact us
Remark: especially for appointment notices regarding supervisory and administrative board members
WWW
Website of the Federal Financial Supervisory Authority (BaFin)
DE-Mail
poststelle@bafin.de-mail.de
Transport connection
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Further Authorities