Submitting a voting rights notification as an investor

Service Description

If you as an investor reach, exceed or fall below 3 percent, 5 percent, 10 percent, 15 percent, 20 percent, 25 percent, 30 percent, 50 percent or 75 percent of the voting rights from shares belonging to you in an issuer whose shares are admitted to trading on an organized market, you must probably notify the issuer and the Federal Financial Supervisory Authority (BaFin).

This may also apply to foreign issuers that are admitted to trading on an organized market in Germany.

The same applies, with the exception of the 3 percent threshold, if you hold financial instruments that enable you to acquire shares with voting rights or if you touch a threshold with voting rights and financial instruments together.

You must submit the notification within 4 trading days via BaFin's notification and publication platform portal (MVP Portal) and then send it to the issuer.

Source: Zuständigkeitsfinder Thüringen (Linie6PLus)

Competent Authority

Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin), MVP-Antragsverfahren

Address
Marie-Curie-Str. 24 - 28
60439 Frankfurt am Main
E-Mail
Contact us
Remark: for technical questions about the MVP Portal
Opening times

No public traffic is planned.

Further Authorities

Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin), Stimmrechtsmitteilungen
Address
Graurheindorfer Straße 108
53117 Bonn, Stadt
Telephone
+49 228 41080
Fax
+49 228 4108123