Submit a voting rights notification as an investor

Service Description

If, as an investor, you reach, exceed or fall below 3 percent, 5 percent, 10 percent, 15 percent, 20 percent, 25 percent, 30 percent, 50 percent or 75 percent of the voting rights from shares belonging to you in an issuer whose shares are admitted to trading on an organized market, you must probably notify the issuer and the Federal Financial Supervisory Authority (BaFin).

This may also affect foreign issuers that are admitted to trading on an organized market in Germany.

The same, with the exception of the 3 percent threshold, applies if you hold financial instruments that allow you to acquire shares with voting rights, or if you touch a threshold with voting rights and financial instruments together.

You must submit the notification within 4 trading days via BaFin's Reporting and Publication Platform Portal (MVP Portal) and subsequently send it to the issuer.

Source: Zuständigkeitsfinder Thüringen (Linie6PLus)

Competent Authority

Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin), MVP-Antragsverfahren

Address
Marie-Curie-Str. 24 - 28
60439 Frankfurt am Main

Further Authorities

Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin), Stimmrechtsmitteilungen
Address
Graurheindorfer Straße 108
53117 Bonn, Stadt
Telephone
+49 228 41080
Fax
+49 228 4108123