Inform the Deutsche Bundesbank and BaFin about new, changed or terminated shareholdings of banks and financial services institutions

Service Description

Just like other companies, as a bank or financial services institution you can also acquire and sell equity interests in companies. This gives you voting rights or the right to share in profits, for example.
As soon as you acquire a significant stake in another company as a bank or financial services institution, you must inform the Deutsche Bundesbank.
A significant shareholding is deemed to exist if you hold 10 percent of the capital or voting rights or can exert a significant influence on the management of this company. Information on the calculation and assessment of a significant shareholding can be found on the BaFin website.
You must also report any changes to this significant shareholding. In this so-called active participation notification, you must state, among other things

  • Reason for the notification: creation, change, termination
  • Type of company in which you hold shares
  • Information on the percentage of your shareholding in the total nominal capital of the company (shareholding ratio)

The Deutsche Bundesbank will then forward your notification of shareholding to the Federal Financial Supervisory Authority (BaFin).

Source: Zuständigkeitsfinder Thüringen (Linie6PLus)

Competent Authority

Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin)

Address
Graurheindorfer Straße 108
53117 Bonn, Stadt
Remark: Address Bonn
Link to the directions:
Anfahrt

Postal address
Post office box 1253
53002 Bonn, Stadt

Address
Marie-Curie-Straße 24-28
60439 Frankfurt am Main
Remark: Address Frankfurt am Main
Link to the directions:
Anfahrt

Postal address
Post office box 500154
60306 Frankfurt am Main
Telephone
+49 228 4108-0
Fax
+49 228 4108-1550
E-Mail
Contact us
Remark: General
E-Mail
Contact us
Remark: with qualified electronic signature
E-Mail
Contact us
Remark: especially for appointment notices regarding supervisory and administrative board members
DE-Mail
poststelle@bafin.de-mail.de
Transport connection
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Further Authorities

Deutsche Bundesbank
Address
Wilhelm-Epstein-Straße 14
60431 Frankfurt am Main
Deutsche Bundesbank – ExtraNet Kundenberatungscenter
Address
Wilhelm-Epstein-Straße 14
60431 Frankfurt am Main
Telephone
+49 69 95663101
Fax
+49 69 9566503101