Service Finder

back

Inform the Deutsche Bundesbank and BaFin of the execution, abandonment or change of the intention to appoint a person to the management or to authorize a person to act as an individual representative

Service Description

In your information, you must state all facts that are relevant for the assessment

  • reliability,
  • professional suitability
  • and sufficient time availability for the performance of the respective tasks.

of the person concerned.
If new facts have arisen that have a significant impact on the original assessment of reliability, professional suitability and sufficient availability, you must also report these.

Process flow

You would like to inform BaFin about the execution, abandonment or change of the intention to appoint a managing director or the authorization of a person to represent the institution individually:

  • Go to the BaFin website.
  • Fill in the required forms completely and truthfully.
  • You can complete the forms directly on your PC and then print them out.
  • Send the completed forms with all the required documents by post to BaFin.

Which documents are required?

What are the fees?

You do not have to pay anything for the message.

What deadlines do I have to pay attention to?

You must submit the notification immediately.

Processing duration

different, depending on the case

Legal basis

Applications / forms

No legal remedies are provided for.

Appeal

Forms: yes
Online procedure possible: no
Written form required: yes
Personal appearance required: no

Further Information

Author

Forwarding service: Deep link to the original portal

The text was automatically translated based on the German content.

Technically approved by

Federal Ministry of Finance

Professionally released on

08.09.2021

Source: Zuständigkeitsfinder Thüringen (Linie6PLus)

Competent Authority

Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin)

Address
Graurheindorfer Straße 108
53117 Bonn, Stadt
Remark: Address Bonn
Link to the directions:
Anfahrt

Postal address
Post office box 1253
53002 Bonn, Stadt

Address
Marie-Curie-Straße 24-28
60439 Frankfurt am Main
Remark: Address Frankfurt am Main
Link to the directions:
Anfahrt

Postal address
Post office box 500154
60306 Frankfurt am Main
Telephone
+49 228 4108-0
Fax
+49 228 4108-1550
E-Mail
Contact us
Remark: General
E-Mail
Contact us
Remark: with qualified electronic signature
E-Mail
Contact us
Remark: especially for appointment notices regarding supervisory and administrative board members
WWW
Website of the Federal Financial Supervisory Authority (BaFin)
DE-Mail
poststelle@bafin.de-mail.de
Transport connection
61

61

61

61

61

61

61

61

Further Authorities

Deutsche Bundesbank
Address
Wilhelm-Epstein-Straße 14
60431 Frankfurt am Main
Deutsche Bundesbank – ExtraNet Kundenberatungscenter
Address
Wilhelm-Epstein-Straße 14
60431 Frankfurt am Main
Telephone
+49 69 95663101
Fax
+49 69 9566503101
E-Mail
Contact us
Deutsche Bundesbank – Übersicht der Hauptverwaltungen und Filialen