Submitting a voting rights notification as an investor

Service Description

If you as an investor reach, exceed or fall below 3 percent, 5 percent, 10 percent, 15 percent, 20 percent, 25 percent, 30 percent, 50 percent or 75 percent of the voting rights from shares belonging to you in an issuer whose shares are admitted to trading on an organized market, you must probably notify the issuer and the Federal Financial Supervisory Authority (BaFin).

This may also apply to foreign issuers that are admitted to trading on an organized market in Germany.

The same applies, with the exception of the 3 percent threshold, if you hold financial instruments that enable you to acquire shares with voting rights or if you touch a threshold with voting rights and financial instruments together.

You must submit the notification within 4 trading days via BaFin's notification and publication platform portal (MVP Portal) and then send it to the issuer.

Source: Zuständigkeitsfinder Thüringen (Linie6Plus)

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